Christopher Cox

Results: 488



#Item
241Democracy / Direct democracy / Elections / Proxy voting / SEC filings / Stock market / Institutional investor / Christopher Cox / U.S. Securities and Exchange Commission / Financial economics / Business / Finance

New York Stock Exchange, Inc

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Source URL: www.sec.gov

Language: English - Date: 2006-02-15 15:30:46
24273rd United States Congress / Government / Law / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Act / Christopher Cox / Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Financial regulation

Comment Letter on Release No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-01-11 15:43:03
243Financial services / Financial markets / Funds / Securities Investor Protection Corporation / Money market fund / Security / Mutual fund / Federal Reserve System / Christopher Cox / Financial economics / Investment / Finance

Comment Letter on S7-08-07

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Source URL: www.sec.gov

Language: English - Date: 2007-08-08 13:46:12
244SEC filings / Business / Corporations law / Christopher Cox / Corporate governance

Comment Letter on File No. S7-10-05

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Source URL: www.sec.gov

Language: English - Date: 2006-05-12 14:32:26
245United States Securities and Exchange Commission / United States securities law / SEC filings / Regulation D / Securities Act / Accredited investor / U.S. Securities and Exchange Commission / Mutual fund / Christopher Cox / Financial economics / Investment / Finance

Microsoft Word - grellis1556 _3_.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-10-18 15:45:23
24673rd United States Congress / Securities Exchange Act / United States / Financial regulation / U.S. Securities and Exchange Commission / Christopher Cox / NASDAQ / Self-regulatory organization / Financial Industry Regulatory Authority / United States securities law / United States Securities and Exchange Commission / Economy of the United States

Microsoft Word - 3558343_11.DOC

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Source URL: www.sec.gov

Language: English - Date: 2007-01-19 15:21:14
247Finance / Financial services / Accredited investor / Financial regulation / Regulation D / U.S. Securities and Exchange Commission / Christopher Cox / Securities Act / Collective investment scheme / Financial economics / Investment / United States Securities and Exchange Commission

Microsoft Word - Comment on Reg D _2_.DOC

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Source URL: www.sec.gov

Language: English - Date: 2007-10-09 13:29:28
248Institutional investors / Christopher Cox / U.S. Securities and Exchange Commission / Harvey Goldschmid / David Sturtevant Ruder / Mutual fund scandal / Harvey Pitt / Mutual fund / Mutual Fund Directors Forum / Financial economics / Investment / Financial services

Letter Received in Response to Appeals Court Decision

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Source URL: www.sec.gov

Language: English - Date: 2005-06-30 11:59:06
249U.S. Securities and Exchange Commission / Regulation NMS / NYSE Euronext / Christopher Cox / Financial system / Business / Economy of the United States / Financial Industry Regulatory Authority / Philippine Dealing Exchange / Financial regulation / United States Securities and Exchange Commission / Self-regulatory organization

Microsoft Word - SR-NYSEArca[removed]DOC

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Source URL: www.sec.gov

Language: English - Date: 2007-02-16 12:04:40
250Corporate governance / United States corporate law / Accountancy / Finance / Corporations law / U.S. Securities and Exchange Commission / Sarbanes–Oxley Act / Christopher Cox / Securities Exchange Act / Business / Auditing / United States securities law

Microsoft Word - Draft FinalReport.doc

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Source URL: www.sec.gov.

Language: English - Date: 2006-02-17 17:20:32
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